WWUUUH
Help Me Now

Theme

Magnification

Compliance Analyst - training and awareness (remote)

Stonegate Ridge Financial · Remote · contract

We are growing our team at Stonegate Ridge Financial and adding a Compliance Analyst whose main responsibility will be training and awareness. You would work closely with colleagues in operations, support and management. What you will do • Keep the policy library current and easy to search. • Prepare regulatory filings and audit evidence. • Review processes against regulations and internal policies. • Train staff on requirements for regulatory reports. • Track findings until they are fixed. What we are looking for • Careful reading and clear writing. • Comfort saying no politely. • Two or more years in compliance, audit or risk. Nice to have • Certification in compliance or audit. • Experience with customer onboarding. Working arrangement • Contract for twelve months, with the possibility of becoming permanent. • Remote-friendly, with quarterly visits in Wichita. • We will tell you what to expect at each step of the hiring process.

Log in to apply or save this job. Searching and viewing listings stays free.

Between jobs? WUUUH members get a ranked action plan, assistance matching, and cash-flow runway as part of their membership. Choose a membership →

Works on slow connections. Together, We Rise.