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Compliance Analyst - training and awareness (remote)

Cedar Nest Financial Group · Remote · contract

We are growing our team at Cedar Nest Financial Group and adding a Compliance Analyst whose main responsibility will be training and awareness. You would work closely with colleagues in operations, support and management. What you will do • Keep the policy library current and easy to search. • Train staff on requirements for vendor spend. • Prepare regulatory filings and audit evidence. • Review processes against regulations and internal policies. • Track findings until they are fixed. What we are looking for • Two or more years in compliance, audit or risk. • Comfort saying no politely. • Careful reading and clear writing. Nice to have • Certification in compliance or audit. • Experience with account servicing. Working arrangement • Contract for six months, with the possibility of becoming permanent. • Fully remote, with an occasional day on site in Providence. • Applications are reviewed on a rolling basis.

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