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Compliance Analyst - regulatory reporting (remote)

Bluepeak Rook Financial · Remote · full time

Bluepeak Rook Financial is a financial-services company in Sacramento, and we need a Compliance Analyst to lead our regulatory reporting. Career paths are clear. What you will do • Keep the policy library current and easy to search. • Train staff on requirements for account servicing. • Prepare regulatory filings and audit evidence. • Track findings until they are fixed. • Review processes against regulations and internal policies. What we are looking for • Two or more years in compliance, audit or risk. • Careful reading and clear writing. • Comfort saying no politely. Nice to have • Certification in compliance or audit. • Experience with regulatory reports. Working arrangement • Full-time, on a regular day shift. • Fully remote, with a monthly team day in Sacramento. • We will tell you what to expect at each step of the hiring process.

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