Compliance Analyst - regulatory reporting (Providence, RI)

Lumen River Financial is looking for a Compliance Analyst. The job centres on regulatory reporting for regulatory reports, and it would suit someone who likes steady, practical work. You would work closely with colleagues in operations, support and management. What you will do • Prepare regulatory filings and audit evidence. • Track findings until they are fixed. • Review processes against regulations and internal policies. • Keep the policy library current and easy to search. • Train staff on requirements for regulatory reports. What we are looking for • Comfort saying no politely. • Two or more years in compliance, audit or risk. • Careful reading and clear writing. Nice to have • Certification in compliance or audit. • Experience with customer onboarding. Working arrangement • Full-time, with a steady weekday schedule. • On site in Providence. • We will tell you what to expect at each step of the hiring process.