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Compliance Analyst - regulatory reporting (Denver, CO)

Westbrook River Financial Group · Denver, CO · full time

Westbrook River Financial Group is a financial-services company in Denver. We are hiring a Compliance Analyst to take on regulatory reporting. You would join a large organisation of more than 1,000 people based in Denver. What you will do • Review processes against regulations and internal policies. • Keep the policy library current and easy to search. • Prepare regulatory filings and audit evidence. • Train staff on requirements for regulatory reports. • Track findings until they are fixed. What we are looking for • Two or more years in compliance, audit or risk. • Comfort saying no politely. • Careful reading and clear writing. Nice to have • Certification in compliance or audit. • Experience with customer onboarding. Working arrangement • Full-time, on a regular day shift. • On site in Denver. • We will tell you what to expect at each step of the hiring process.

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