Compliance Analyst - policy monitoring (remote)

Harborlight Rook Financial is looking for a Compliance Analyst. The job centres on policy monitoring for customer onboarding, and it would suit someone who likes steady, practical work. Career paths are clear. What you will do • Train staff on requirements for customer onboarding. • Review processes against regulations and internal policies. • Keep the policy library current and easy to search. • Track findings until they are fixed. • Prepare regulatory filings and audit evidence. What we are looking for • Comfort saying no politely. • Two or more years in compliance, audit or risk. • Careful reading and clear writing. Nice to have • Experience with regulatory reports. • Certification in compliance or audit. Working arrangement • Full-time, Monday to Friday. • Remote-friendly, with a monthly team day in Knoxville. • We reply to every applicant.