Compliance Analyst - policy monitoring (Birmingham, AL)
Silverline Maple Financial · Birmingham, AL · contract
We are growing our team at Silverline Maple Financial and adding a Compliance Analyst whose main responsibility will be policy monitoring.
You would join a small organisation of about 142 people based in Birmingham.
What you will do
• Prepare regulatory filings and audit evidence.
• Keep the policy library current and easy to search.
• Train staff on requirements for customer onboarding.
• Track findings until they are fixed.
• Review processes against regulations and internal policies.
What we are looking for
• Careful reading and clear writing.
• Comfort saying no politely.
• Two or more years in compliance, audit or risk.
Nice to have
• Experience with vendor spend.
• Certification in compliance or audit.
Working arrangement
• Contract for six months, with a review at the end and a chance of extension.
• On site in Birmingham.
• Applications are reviewed on a rolling basis.
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