Compliance Analyst - audit readiness (Tampa, FL)
Lumen Wilder Financial · Tampa, FL · part time
Lumen Wilder Financial is a financial-services company in Tampa. We are hiring a Compliance Analyst to take on audit readiness.
You would work closely with colleagues in operations, support and management.
What you will do
• Train staff on requirements for vendor spend.
• Track findings until they are fixed.
• Keep the policy library current and easy to search.
• Review processes against regulations and internal policies.
• Prepare regulatory filings and audit evidence.
What we are looking for
• Careful reading and clear writing.
• Comfort saying no politely.
• Two or more years in compliance, audit or risk.
Nice to have
• Experience with account servicing.
• Certification in compliance or audit.
Working arrangement
• Part-time, about 16 hours a week, spread across three days.
• On site in Tampa.
• We reply to every applicant.
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