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Compliance Analyst - audit readiness (Seattle, WA)

Ironwood Field Financial Group · Seattle, WA · contract

We are growing our team at Ironwood Field Financial Group and adding a Compliance Analyst whose main responsibility will be audit readiness. You would work closely with colleagues in operations, support and management. What you will do • Keep the policy library current and easy to search. • Track findings until they are fixed. • Review processes against regulations and internal policies. • Train staff on requirements for account servicing. • Prepare regulatory filings and audit evidence. What we are looking for • Careful reading and clear writing. • Two or more years in compliance, audit or risk. • Comfort saying no politely. Nice to have • Certification in compliance or audit. • Experience with vendor spend. Working arrangement • Contract for twelve months, with clear deliverables from the first week. • On site in Seattle. • Applications are reviewed on a rolling basis.

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