Compliance Analyst - audit readiness (Richmond, VA)
Northwind River Financial Group · Richmond, VA · full time
We are growing our team at Northwind River Financial Group and adding a Compliance Analyst whose main responsibility will be audit readiness.
Career paths are clear.
What you will do
• Review processes against regulations and internal policies.
• Prepare regulatory filings and audit evidence.
• Train staff on requirements for payment disputes.
• Track findings until they are fixed.
• Keep the policy library current and easy to search.
What we are looking for
• Comfort saying no politely.
• Careful reading and clear writing.
• Two or more years in compliance, audit or risk.
Nice to have
• Certification in compliance or audit.
• Experience with account servicing.
Working arrangement
• Full-time, with a steady weekday schedule.
• On site in Richmond, with some flexibility after the first few months.
• We will tell you what to expect at each step of the hiring process.
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