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Compliance Analyst - audit readiness (Las Vegas, NV)

Harborlight Willow Financial · Las Vegas, NV · contract

Harborlight Willow Financial is a financial-services company in Las Vegas. We are hiring a Compliance Analyst to take on audit readiness. You would work closely with colleagues in operations, support and management. What you will do • Prepare regulatory filings and audit evidence. • Train staff on requirements for regulatory reports. • Track findings until they are fixed. • Review processes against regulations and internal policies. • Keep the policy library current and easy to search. What we are looking for • Comfort saying no politely. • Two or more years in compliance, audit or risk. • Careful reading and clear writing. Nice to have • Experience with customer onboarding. • Certification in compliance or audit. Working arrangement • Contract for six months, with a review at the end and a chance of extension. • On site in Las Vegas. • We will tell you what to expect at each step of the hiring process.

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